Prashant Bhardwaj & Associates LLPRegional Compliance & Localization Services
At Prashant Bhardwaj & Associates LLP our Regional Compliance & Localization Services offered are designed to help companies meet regional regulatory requirements to mitigate your non-compliance risks and ensuring you are operating within legal frameworks. Our services offering in the Compliance & Localization area typically cover a wide range of templates for various industries and regulations but are able to be customized to your specific business needs and operational details. We can help you build automated process to achieve Financial Compliance, Health and Safety Compliance, Country Specific Environmental Compliance, Cybersecurity Standards Compliance and Data Privacy and Protection Law compliances.
Our Associates have hands-on understand that can help you in addressing compliance needs around industry-specific regulations (e.g., financial, healthcare, manufacturing) in various countries and markets. We can help build Risk Management and Assessment models with AI/ML technologies and allowing for on-time and accurate automated generation Compliance Auditing and Reporting. Our services can be tailored to the specific needs of your business and to safeguard you against legal risks, penalties, and repetitional damage.
Here is a list of our Regional Compliance & Localization Services in Dublin, Ohio
1. Industry Specific Regulatory Compliance Advisory
- Assessing compliance needs for industry-specific regulations (e.g., financial, healthcare, manufacturing)
- Developing strategies for fulfilling regulatory requirements
- Adhering to local, national, and international laws and reporting requirements
2. Risk Management and Assessment Consulting
- Development of risk management frameworks and mitigation plans
- Conducting compliance risk assessments and gap analyses
- Managing vendor and third-party compliance, conducting third-party risk assessments and audits
3. Audit and Compliance Reporting Services
- Performing internal audits to ensure compliance with regulations
- Generating reports for stakeholders, regulatory authorities, and management
- Preparing for and supporting external regulatory audits
4. Anti-Money Laundering (AML) Services
- Assisting in the implementation of AML policies and procedures
- Setting up automated processes for customer due diligence (CDD) and know your customer (KYC) checks
- Implementing systems for monitoring and reporting suspicious activities
5. Data Protection and Privacy Compliance
- Building in-systems compliance for data privacy laws (e.g., GDPR, CCPA, HIPAA)
- Developing systems, strategies, and policies for data protection
- Conducting IT and data audits, privacy impact assessments (PIAs)
6. Statutory Financial Compliance Reporting
- Ensuring financial regulations compliance (e.g., SOX, IFRS, SEC)
- Developing systems and internal controls for statutory compliance
- Assisting with tax compliance and reporting (e.g., VAT, sales tax, corporate taxes)
7. Health and Safety Compliance
- Building systems checks for workplace safety regulations (e.g., OSHA, OSHA HAZWOPER)
- Developing programs and policies for health and safety compliance
- Performing health and safety compliance audits and systems assessments
8. Country Specific Environmental Compliance
- Ensuring adherence to environmental regulations (e.g., EPA, environmental impact assessments)
- Fostering sustainability efforts and zero-carbon/eco-friendly practices
- Setting up waste management, emissions tracking, and compliance reporting
9. Corporate Governance Compliance
- Corporate governance best practices and compliance advisory
- Setting up board governance and compliance with corporate law
- Ensuring transparency, accountability, and ethical practices in decision-making
10. Cybersecurity Compliance
- Advising on cybersecurity regulations (e.g., NIST, ISO 27001)
- Developing and implementing cybersecurity policies
- Conducting risk assessments and penetration testing
11. Trade Compliance and Export Controls
- Developing systems for compliance with import/export regulations (e.g., ITAR, EAR)
- Automating recording and reporting on international trade regulations and tariffs
- Assisting with export documentation and compliance reviews
12. Ethics and Compliance Program Development
- Developing and implementing organizational ethics programs and policies
- Conducting ethics training and awareness programs for employees
- Building systems and processes for compliance reporting and whistleblower mechanisms